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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-11-17 |
| OH | RA | APPROVED | 2025-11-17 |
| TX | RA | APPROVED | 2025-11-17 |
Branch Locations
100 Howe Drive, Covington, KY 41015-5000 • United States
Cincinnati, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Columbus | OH | 02/2023 | 11/2023 |
| Penn Foster High School | Scranton | PA | 07/2015 | 06/2017 |
| Global Employment Solutions | Dublin | OH | 06/2020 | 06/2020 |
| Sbl Enterprises Llc | Dublin | OH | 10/2021 | 01/2022 |
| Kaiser Permanente | Rockville | MD | 05/2018 | 08/2018 |
| Unemployed | Phoenix | AZ | 12/2022 | 02/2023 |
| Arizona State University | Tempe | AZ | 01/2022 | 05/2022 |
| Lincoln Financial Group | Phoenix | AZ | 05/2022 | 12/2022 |
| Technical Property Services, Inc. | Washington | DC | 06/2017 | 06/2020 |
| Keybank | Cincinnati | OH | 11/2023 | 07/2025 |
| Arizona State University | Tempe | AZ | 06/2020 | 10/2021 |
| Fidelity Investments | Covington | KY | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2025-06-18 |
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