Best Investors Account Sign in

Ethan Ryan Mcduffie

Wells Fargo Clearing Services, LLC

Charlotte, NC

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-20
  • TX RA
    APPROVED_RES
    Since 2026-04-20

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Charlotte NC 08/2025 Present
Dysis Mc Lean VA 08/2025 Present
Leith Honda Aberdeen Aberdeen NC 08/2021 08/2024
University Of North Carolina At Charlotte Charlotte NC 08/2023 05/2025
Sandhills Community College Pinehurst NC 08/2021 07/2023
Pinecrest High School Southern Pines NC 08/2017 06/2021
Unemployed Pinehurst NC 01/2003 08/2025
  • 08/2025 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
  • 08/2025 → Present
    Dysis
    Mc Lean, VA
  • 08/2021 → 08/2024
    Leith Honda Aberdeen
    Aberdeen, NC
  • 08/2023 → 05/2025
    University Of North Carolina At Charlotte
    Charlotte, NC
  • 08/2021 → 07/2023
    Sandhills Community College
    Pinehurst, NC
  • 08/2017 → 06/2021
    Pinecrest High School
    Southern Pines, NC
  • 01/2003 → 08/2025
    Unemployed
    Pinehurst, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-10-31
  • S63 Uniform Securities Agent State Law Examination
    2025-10-31
Other Names
  • Ethan Mcduffie

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor