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Brian Baker

Ameriprise Financial Services, LLC

La Verne, CA

Los Angeles, CA

CRD 8151125

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-03-26
CA RA APPROVED 2026-01-27
  • CO RA
    APPROVED
    Since 2026-03-26
  • CA RA
    APPROVED
    Since 2026-01-27

Branch Locations

La Verne, CA • United States

2029 Century Park E Ste 2550, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Llc Los Angeles CA 10/2025 Present
At Media Productions Pomona CA 01/2020 09/2025
Graves Financial Wealth Management Glendora CA 06/2015 02/2020
  • 10/2025 → Present
    Ameriprise Financial Services Llc
    Los Angeles, CA
  • 01/2020 → 09/2025
    At Media Productions
    Pomona, CA
  • 06/2015 → 02/2020
    Graves Financial Wealth Management
    Glendora, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-27
  • S66 Uniform Combined State Law Examination
    2026-01-27
Other Names
  • Brian Baker

View on SEC IAPD

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