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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-13 |
| CA | RA | APPROVED | 2022-05-31 |
Branch Locations
434 Second Street, Davis, CA 95616 • United States
2901 Sunrise Blvd, Rancho Cordova, CA 95742 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | El Dorado Hills | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearings Services, Llc | El Dorado Hills | CA | 11/2016 | 05/2022 |
| Raymond James Financial Advisors, Inc. | Rancho Cordova | CA | 05/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Rancho Cordova | CA | 05/2022 | Present |
| First Northern Bank Of Dixon | Rancho Cordova | CA | 05/2022 | Present |
1) Name of Business: First Northern Advisors Address: 2901 Sunrise Blvd, Rancho Cordova, CA, 95742-6613, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: Yes Start Date: 05/27/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-30 |
| S66 | Uniform Combined State Law Examination | 1998-11-25 |
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