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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-07 |
| TX | RA | APPROVED | 2026-04-07 |
Branch Locations
1000 Social St Suite 1250, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments Llc | Raleigh | NC | 08/2025 | 03/2026 |
| Pnc Bank | Raleigh | NC | 09/2023 | 03/2026 |
| Mortgage Network Solutions | Wake Forest | NC | 09/2021 | 09/2023 |
| Optimal Sante | Wake Forest | NC | 04/2020 | 01/2022 |
| Goldfish Swim School | Wake Forest | NC | 02/2017 | 04/2020 |
| Rosatis Pizza And Pub | Wake Forest | NC | 09/2016 | 02/2017 |
| Swim Club Management Group | Wake Forest | NC | 04/2016 | 09/2016 |
| Morgan Stanley | Raleigh | NC | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-03 |
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