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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-13 |
| NJ | RA | APPROVED | 2025-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Paramus | NJ | 08/2025 | Present |
| Lafayette College | Easton | PA | 08/2023 | 05/2025 |
| Lafayette College | Easton | PA | 08/2021 | 05/2025 |
| Lutheran South Academy Hs | Houston | TX | 08/2015 | 05/2021 |
| Lutheran South Academy Hs | Houston | TX | 05/2019 | 08/2019 |
| Bank Of America, N.A. | Paramus | NJ | 09/2025 | Present |
I*2974284, Entity Type: Entity For Profit, Name of OBA: Hudson Baseball Club, Address: Union City , New Jersey, 07030, Investment Related: N, Position, Title, Association: Other, Employee State Date: 10/13/2025, No Hours: 3 Weekly, No Hours during Trading: 0 Weekly, Duties: I will be providing instructional coaching to youth baseball players through clinics and private lessons. My responsibilities include teaching fundamental skills such as hitting, fielding, and basic baseball knowledge. My coaching is conducted strictly outside of regular working hours and does not interfere with any work requirements, as I get to set my own schedule. Youth Baseball Development
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-28 |
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