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Jack Michael Carroll

Nuveen Asset Management, LLC

Chicago, IL

CRD 8150238

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Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-04-02
  • IL RA
    APPROVED
    Since 2026-04-02

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Securities, Llc Chicago IL 09/2025 Present
Aj Gallagher Rolling Meadows IL 06/2025 08/2025
Stratus Unlimited Elmhurst IL 05/2022 08/2024
Village Tavern & Grill Carol Stream IL 04/2021 08/2021
Ackerman Sports & Fitness Center Glen Ellyn IL 08/2019 11/2019
Sunset Pool Glen Ellyn IL 04/2018 10/2019
Indiana University Bloomington IN 08/2021 05/2025
Saint Francis College Prep Wheaton IL 08/2017 05/2021
Saint Petronille Glen Ellyn IL 08/2008 05/2017
Nuveen Asset Management Llc Chicago IL 09/2025 Present
  • 09/2025 → Present
    Nuveen Securities, Llc
    Chicago, IL
  • 06/2025 → 08/2025
    Aj Gallagher
    Rolling Meadows, IL
  • 05/2022 → 08/2024
    Stratus Unlimited
    Elmhurst, IL
  • 04/2021 → 08/2021
    Village Tavern & Grill
    Carol Stream, IL
  • 08/2019 → 11/2019
    Ackerman Sports & Fitness Center
    Glen Ellyn, IL
  • 04/2018 → 10/2019
    Sunset Pool
    Glen Ellyn, IL
  • 08/2021 → 05/2025
    Indiana University
    Bloomington, IN
  • 08/2017 → 05/2021
    Saint Francis College Prep
    Wheaton, IL
  • 08/2008 → 05/2017
    Saint Petronille
    Glen Ellyn, IL
  • 09/2025 → Present
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-02
  • S66 Uniform Combined State Law Examination
    2026-04-02
Other Names
  • Jack M Carroll

View on SEC IAPD

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