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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Chicago | IL | 09/2025 | Present |
| Aj Gallagher | Rolling Meadows | IL | 06/2025 | 08/2025 |
| Stratus Unlimited | Elmhurst | IL | 05/2022 | 08/2024 |
| Village Tavern & Grill | Carol Stream | IL | 04/2021 | 08/2021 |
| Ackerman Sports & Fitness Center | Glen Ellyn | IL | 08/2019 | 11/2019 |
| Sunset Pool | Glen Ellyn | IL | 04/2018 | 10/2019 |
| Indiana University | Bloomington | IN | 08/2021 | 05/2025 |
| Saint Francis College Prep | Wheaton | IL | 08/2017 | 05/2021 |
| Saint Petronille | Glen Ellyn | IL | 08/2008 | 05/2017 |
| Nuveen Asset Management Llc | Chicago | IL | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-02 |
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