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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-02-19 |
| KY | RA | APPROVED | 2025-12-05 |
Branch Locations
120 West Kemper Rd, Cincinnati, OH 45246 • United States
2998 Cunningham Dr, Evendale, OH 45241 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Union | KY | 02/2023 | Present |
| The Cincinnati Insurance Companies | Cincinnati | OH | 11/2018 | 02/2023 |
| The Home Depot | Cincinnati | OH | 05/2015 | 11/2018 |
| Fifth Third Securities | Union | KY | 08/2025 | Present |
All Ears K9 LLC - 4218 Boxwood Lane Independence KY 41051 - dog training - co-owner - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2025-10-21 |
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