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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-10 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Caltrans | Oakland | CA | 07/2019 | 08/2019 |
| Boys & Girls Club Of Oakland | Oakland | CA | 10/2018 | 08/2021 |
| Lucille's Smokehouse Bar-B-Que | Concord | CA | 05/2021 | 08/2022 |
| Claremont Country Club | Oakland | CA | 06/2024 | 08/2024 |
| Winkler Real Estate Group | Albany | CA | 06/2024 | 08/2024 |
| Ubs Financial Services Inc. | San Francisco | CA | 10/2025 | Present |
| Unemployed | N/A | CA | 01/2015 | 09/2018 |
| Unemployed | N/A | CA | 09/2022 | 06/2024 |
| Unemployed | N/A | CA | 09/2024 | 09/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-11 |
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