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Amit Patel

Ubs Financial Services Inc.

Winter Park, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-10
  • FL RA
    APPROVED
    Since 2026-02-10

Branch Locations

201 N. New York Avenue 3Rd Floor, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Weehawken NJ 10/2025 Present
Bny Mellon Lake Mary FL 08/2022 10/2025
Celine Orlando FL 09/2023 07/2025
National Due Diligence Services Maitland FL 08/2021 08/2022
Unemployed Orlando FL 09/2020 07/2021
National Due Diligence Services Maitland FL 11/2018 08/2020
Toasted Winter Park FL 07/2017 11/2018
Unemployed Orlando FL 05/2017 07/2017
Rollins College Winter Park FL 08/2015 05/2017
  • 10/2025 → Present
    Ubs Financial Services, Inc
    Weehawken, NJ
  • 08/2022 → 10/2025
    Bny Mellon
    Lake Mary, FL
  • 09/2023 → 07/2025
    Celine
    Orlando, FL
  • 08/2021 → 08/2022
    National Due Diligence Services
    Maitland, FL
  • 09/2020 → 07/2021
    Unemployed
    Orlando, FL
  • 11/2018 → 08/2020
    National Due Diligence Services
    Maitland, FL
  • 07/2017 → 11/2018
    Toasted
    Winter Park, FL
  • 05/2017 → 07/2017
    Unemployed
    Orlando, FL
  • 08/2015 → 05/2017
    Rollins College
    Winter Park, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-15
  • S66 Uniform Combined State Law Examination
    2024-07-15

View on SEC IAPD

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Other Investors

Bradley Dean Erb
Julie Kerr Tecau
Samuel Warren Gruenig
Brittney Rhyianna Cooper
Carlton J Smith
Erin B Long
Misty Morris
DiIvory Edgecomb

Other Offices

EDWARD JONES · Winter Park, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Winter Park, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Winter Park, FL
LPL FINANCIAL LLC · WINTER PARK, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Winter Park, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER PARK, FL
DOBSON STREET LLC · WINTER PARK, FL
PFS INVESTMENTS INC. · WINTER PARK, FL

More in Winter Park, FL

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