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Benjamin Adey

Rbc Capital Markets, LLC

Philadelphia, PA

Philadelphia, PA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-12-13
  • PA RA
    APPROVED
    Since 2025-12-13

Branch Locations

130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States

Philadelphia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Philadelphia PA 08/2025 Present
Dynasty Financial Partners St Petersburg FL 06/2024 08/2024
Bates College Lewiston ME 09/2024 08/2025
Portland Country Club Portland ME 06/2023 08/2023
Bates College Lewiston ME 08/2023 06/2024
Freedom Boat Club Portland ME 06/2022 08/2022
Bates College Lewiston ME 08/2022 06/2023
Bates College Lewiston ME 08/2021 06/2022
Waynflete School Portland ME 06/2014 08/2021
  • 08/2025 → Present
    Rbc Capital Markets, Llc
    Philadelphia, PA
  • 06/2024 → 08/2024
    Dynasty Financial Partners
    St Petersburg, FL
  • 09/2024 → 08/2025
    Bates College
    Lewiston, ME
  • 06/2023 → 08/2023
    Portland Country Club
    Portland, ME
  • 08/2023 → 06/2024
    Bates College
    Lewiston, ME
  • 06/2022 → 08/2022
    Freedom Boat Club
    Portland, ME
  • 08/2022 → 06/2023
    Bates College
    Lewiston, ME
  • 08/2021 → 06/2022
    Bates College
    Lewiston, ME
  • 06/2014 → 08/2021
    Waynflete School
    Portland, ME
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-12
  • S66 Uniform Combined State Law Examination
    2025-12-12
Other Names
  • Ben Adey

View on SEC IAPD

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Other Offices

GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA
GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
CHARLES SCHWAB & CO., INC. · Philadelphia, PA
MORGAN STANLEY · Philadelphia, PA
J.P. MORGAN SECURITIES LLC · Philadelphia, PA

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