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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-20
NC RA APPROVED 2025-10-24
SC RA APPROVED 2025-10-24
  • TX RA
    APPROVED
    Since 2025-11-20
  • NC RA
    APPROVED
    Since 2025-10-24
  • SC RA
    APPROVED
    Since 2025-10-24

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leaf Filter/Leaf Home Appleton WI 05/2025 07/2025
Prairiewood Wealth Management Fargo ND 01/2025 04/2025
Northwestern Bank Dilworth MN 05/2024 09/2024
Full Time School N/A XX 08/2008 12/2024
Lpl Financial Llc Fort Mill SC 09/2025 Present
  • 05/2025 → 07/2025
    Leaf Filter/Leaf Home
    Appleton, WI
  • 01/2025 → 04/2025
    Prairiewood Wealth Management
    Fargo, ND
  • 05/2024 → 09/2024
    Northwestern Bank
    Dilworth, MN
  • 08/2008 → 12/2024
    Full Time School
    N/A, XX
  • 09/2025 → Present
    Fort Mill, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-24
  • S66 Uniform Combined State Law Examination
    2025-10-24
Other Names
  • Josiah Behm

View on SEC IAPD

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