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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-06 |
| AL | RA | APPROVED | 2024-11-14 |
Branch Locations
1110 Montlimar Dr Suite 1010, Mobile, AL 36609 • United States
125 W. Romana Street One Pensacola Plaza Suite 720, Pensacola, FL 32502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strawford Wealth Strategies | Mobel | AL | 05/2026 | Present |
| Voya Financial Advisors | Ocean Springs | MS | 09/2014 | 12/2018 |
| Pinnacle Trust Company | Madison | MS | 11/2015 | 04/2021 |
| Lpl Financial, Llc | North Mobile | AL | 12/2018 | 09/2023 |
| Community Bank Of Ms | North Mobile | AL | 12/2018 | 09/2023 |
| Magnolia Capital Advisors Llc | Jackson | MS | 10/2023 | 10/2024 |
| Level Four Financial, Llc | Dallas | TX | 11/2023 | 11/2023 |
| Dees Investment Management Company, Llc | Jackson | MS | 11/2023 | 10/2024 |
| New York Life Insurance Company | Daphne | AL | 10/2024 | Present |
| Nylife Securities, Llc | Daphne | AL | 11/2024 | Present |
| Eagle Strategies Llc | Daphne | AL | 11/2024 | Present |
ASA Group, DBA Strawford Dees Insurance OBA Type : Insurance Brokering Start Date/anticipated start date of your relationship with the OBA : 06/2024 Please provide a brief description of the nature of this business : ASA Group is a broker general insurance agency Role / Title : Insurance Brokering Do you receive Compensation? : Yes How many of the hours spent per month on this activity will be conducted during the securities trading hours (Monday through Friday 9:30 AM EST to 4:00 PM EST)?:20 Total number of hours per month that you plan on devoting to this activity :20 Does this activity in any way pertain to Insurance, Real-estate, Banking, Securities and Commodities?: Yes Explain in detail the type of business this organization engages in (i.e. products and/or services the entity provides) : Sell of fixed insurance products, including annuities, term and permeant life insurance. Describe in detail your functions and responsibilities associated with this OBA : solicit, sell, and service insurance products BUSINESS ADDRESS : 11631 Elemis Drive, Daphne, Baldwin, AL 36526, US [OPERATING UNDER THE DBA NAME OF Strawford Wealth Strategies FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; MOBEL AL; START DATE: 05/2026]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-17 |
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