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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-06
AL RA APPROVED 2024-11-14
  • FL RA
    APPROVED
    Since 2025-01-06
  • AL RA
    APPROVED
    Since 2024-11-14

Branch Locations

1110 Montlimar Dr Suite 1010, Mobile, AL 36609 • United States

125 W. Romana Street One Pensacola Plaza Suite 720, Pensacola, FL 32502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strawford Wealth Strategies Mobel AL 05/2026 Present
Voya Financial Advisors Ocean Springs MS 09/2014 12/2018
Pinnacle Trust Company Madison MS 11/2015 04/2021
Lpl Financial, Llc North Mobile AL 12/2018 09/2023
Community Bank Of Ms North Mobile AL 12/2018 09/2023
Magnolia Capital Advisors Llc Jackson MS 10/2023 10/2024
Level Four Financial, Llc Dallas TX 11/2023 11/2023
Dees Investment Management Company, Llc Jackson MS 11/2023 10/2024
New York Life Insurance Company Daphne AL 10/2024 Present
Nylife Securities, Llc Daphne AL 11/2024 Present
Eagle Strategies Llc Daphne AL 11/2024 Present
  • 05/2026 → Present
    Strawford Wealth Strategies
    Mobel, AL
  • 09/2014 → 12/2018
    Voya Financial Advisors
    Ocean Springs, MS
  • 11/2015 → 04/2021
    Pinnacle Trust Company
    Madison, MS
  • 12/2018 → 09/2023
    North Mobile, AL
  • 12/2018 → 09/2023
    Community Bank Of Ms
    North Mobile, AL
  • 10/2023 → 10/2024
    Magnolia Capital Advisors Llc
    Jackson, MS
  • 11/2023 → 11/2023
    Level Four Financial, Llc
    Dallas, TX
  • 11/2023 → 10/2024
    Dees Investment Management Company, Llc
    Jackson, MS
  • 10/2024 → Present
    New York Life Insurance Company
    Daphne, AL
  • 11/2024 → Present
    Nylife Securities, Llc
    Daphne, AL
  • 11/2024 → Present
    Daphne, AL
Previous Registrations
  • 2023-10-13 → 2024-10-15
    Ridgeland, MS
    Ocean Springs, MS
    Daphne, AL
  • 2018-12-19 → 2023-09-25
    Ocean Springs, MS
    Guntersville, AL
    Tupelo, MS
    Hattiesburgh, MS
    Destin, FL
    Mobile, AL
    Brandon, MS
    Mobile, AL
    Fairhope, AL
    Jackson, MS
    Brandon, MS
    Mobile, AL
    Hattiesburgh, MS
    Brandon, MS
    Miramar Beach, FL
    Tupelo, MS
    Flowood, MS
    Madison, MS
    Gulfport, MS
    Birmingham, AL
    Vestavia Hills, AL
    Hattiesburg, MS
    Southaven, MS
    Mephis, TN
    Brandon, MS
    Fairhope, AL
    Southhaven, MS
    Daphne, AL
    Birmingham, AL
    Pearl, MS
    Lucedale, MS
    Indianola, MS
    Fairhope, AL
    D'IBerville, MS
    Meridian, MS
    Hattiesburg, MS
    Tupelo, MS
    Gulfport, MS
    Amory, MS
    Panama City Beach, FL
    Leakesville, MS
    Laurel, MS
    Flowood, MS
    Ocean Springs, MS
    Pascagoula, MS
    Forest, MS
    Ellisville, MS
    Fort Walton Beach, FL
    Pensacola, FL
    Hattiesburg, MS
    Crestview, FL
    Gulf Shores, AL
    Bay St Louis, MS
    Gulfport, MS
    Ridgeland, MS
    Gulfport, MS
    Laurel, MS
    Brandon, MS
    Mobile, AL
    Panama City, FL
    Meridian, MS
  • 2014-08-20 → 2018-12-21
    Biloxi, MS
    Ellicott City, MD
    Ocean Springs, MS
  • 2010-04-06 → 2014-08-27
    Ocean Springs, MS
    San Diego, CA
    Ocean Springs, MS
  • 2006-02-20 → 2010-04-09
    Biloxi, MS
    Biloxi, MS
Other Businesses

ASA Group, DBA Strawford Dees Insurance OBA Type : Insurance Brokering Start Date/anticipated start date of your relationship with the OBA : 06/2024 Please provide a brief description of the nature of this business : ASA Group is a broker general insurance agency Role / Title : Insurance Brokering Do you receive Compensation? : Yes How many of the hours spent per month on this activity will be conducted during the securities trading hours (Monday through Friday 9:30 AM EST to 4:00 PM EST)?:20 Total number of hours per month that you plan on devoting to this activity :20 Does this activity in any way pertain to Insurance, Real-estate, Banking, Securities and Commodities?: Yes Explain in detail the type of business this organization engages in (i.e. products and/or services the entity provides) : Sell of fixed insurance products, including annuities, term and permeant life insurance. Describe in detail your functions and responsibilities associated with this OBA : solicit, sell, and service insurance products BUSINESS ADDRESS : 11631 Elemis Drive, Daphne, Baldwin, AL 36526, US [OPERATING UNDER THE DBA NAME OF Strawford Wealth Strategies FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; MOBEL AL; START DATE: 05/2026]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-17
  • S66 Uniform Combined State Law Examination
    2006-02-17
Other Names
  • S Hale Dees
  • Strawford H Dees
  • Hale Dees
  • Strawford H Dees
  • Strawford Hale Dees
  • Strawford Hale Dees

View on SEC IAPD

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