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Rogelio Alejandro Cruz Mendez

U.S. Bancorp Advisors, LLC

Tempe, AZ

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-22
AZ RA APPROVED 2026-04-21
  • TX RA
    APPROVED
    Since 2026-04-22
  • AZ RA
    APPROVED
    Since 2026-04-21

Branch Locations

1101 W Washington St, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcdonalds Addison IL 09/2015 06/2017
Ups Addison IL 07/2017 02/2019
United States Marine Corps San Diego CA 03/2019 03/2024
Unemployed Paradise Valley AZ 04/2024 11/2024
Bank Of America Scottsdale AZ 12/2024 08/2025
Charles Schwab & Co., Inc. Phoenix AZ 09/2025 03/2026
U.S. Bancorp Advisors, Llc Tempe AZ 03/2026 Present
  • 09/2015 → 06/2017
    Mcdonalds
    Addison, IL
  • 07/2017 → 02/2019
    Ups
    Addison, IL
  • 03/2019 → 03/2024
    United States Marine Corps
    San Diego, CA
  • 04/2024 → 11/2024
    Unemployed
    Paradise Valley, AZ
  • 12/2024 → 08/2025
    Bank Of America
    Scottsdale, AZ
  • 09/2025 → 03/2026
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 03/2026 → Present
    U.S. Bancorp Advisors, Llc
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-21
S63 Uniform Securities Agent State Law Examination 2025-12-09
  • S66 Uniform Combined State Law Examination
    2026-04-21
  • S63 Uniform Securities Agent State Law Examination
    2025-12-09
Other Names
  • Rogelio Cruz Mendez
  • Roger Cruz

View on SEC IAPD

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