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Geoffrey F Hathhorn

Charles Schwab & Co., Inc.

Albuquerque, NM

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2026-07-07
  • NM RA
    APPROVED
    Since 2026-07-07

Branch Locations

2442 Louisiana Blvd Ne, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Icma-Rc Services, Llc Washington DC 07/2010 06/2026
Charles Schwab & Co., Inc. Albuquerque NM 06/2026 Present
Charles Schwab Bank Albuquerque NM 06/2026 Present
  • 07/2010 → 06/2026
    Icma-Rc Services, Llc
    Washington, DC
  • 06/2026 → Present
    Charles Schwab & Co., Inc.
    Albuquerque, NM
  • 06/2026 → Present
    Charles Schwab Bank
    Albuquerque, NM
Previous Registrations
  • 2026-03-02 → 2026-07-01
    Missionsquare Wealth Management
    Rio Rancho, NM
    Denver, CO
    Albuquerque, NM
    Washington, DC
    Albuquerque, NM
    Eureka, MO
    Albequerque, NM
    Washington, DC
    Albuquerque, NM
    Washington, DC
    Rio Rancho, NM
  • 2010-07-19 → 2026-03-18
    Missionsquare Retirement
    Washington, DC
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Rio Rancho, NM
  • 2008-12-04 → 2009-07-07
    Hilltop Securities Inc.
    Las Vegas, NV
  • 2005-09-09 → 2008-12-09
    M.L. Stern & Co., Llc.
    Henderson, NV
    Henderson, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-08
  • S66 Uniform Combined State Law Examination
    2005-09-08

View on SEC IAPD

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