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Principal Securities, Inc. CRD 1137
$17.0B regulatory AUM 1,717 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-12-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Garyfebus.cOm | Liberty Lake | WA | 06/2012 | Present |
| Habitat For Humanity-Spokane | Spokane | WA | 09/2021 | 09/2023 |
| Scout Model & Talent Agency | San Francisco | CA | 03/2017 | 03/2020 |
| Principal Life Insurance Company | Liberty Lake | WA | 08/2025 | Present |
| Principal Securities, Inc. | Liberty Lake | WA | 08/2025 | Present |
**GARYFEBUS.COM POSITION: Sole Proprietor NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2012 ADDRESS: 19891 E Kalama Ave, Liberty Lake WA 99016, United States DESCRIPTION: Consult for individuals and businesses on the delivery of creative services. **INSURANCE POSITION: Insurance NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 3 START DATE: 03/01/2026 ADDRESS: 19891 E Kalama Ave, Liberty Lake WA 99016, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, health, and group benefits.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-29 |
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