Arti Gupta

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 11/2017
  Bank Of America
  Stamford, CT
• 06/2017 → 05/2018
  Axa Advisors. Llc
  New York, NY
• 04/2022 → 04/2024
  Bank Of New York
  Lake Mary, FL
• 11/2017 → 04/2022
  Atlas Business Llc
  Winter Park, FL
• 09/2024 → Present
  Edward Jones
  St Louis, MO
• 05/2024 → 08/2024
  Unemployed
  Winter Park, FL

Other Businesses

Rental property Winter Park, FL Start date: 1/28/2021 n/a Hours per week: 0 Hours during trading: 0 Owner/Renter

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-08-20

Designations

• Chartered Financial Analyst