Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-13 |
| NC | RA | APPROVED | 2026-08-12 |
Branch Locations
401 N Tryon St Ci Client Management, Charlotte, NC 28255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charlotte | NC | 09/2025 | 07/2026 |
| Dysis | Mc Lean | VA | 09/2025 | 07/2026 |
| Firebird | Charlotte | NC | 06/2022 | 10/2023 |
| Uncc Rec | Charlotte | NC | 01/2023 | 05/2025 |
| Unemployed | Concord | NC | 09/2010 | 06/2022 |
| Unemployed | Charlotte | NC | 04/2025 | 08/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 07/2026 | Present |
| 'DExian | Charlotte | NC | 08/2025 | 11/2025 |
| Dsk Operations | Charlotte | NC | 05/2019 | 11/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2025-10-31 |
Reach out to this advisor