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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-22
  • NC RA
    APPROVED
    Since 2026-08-22

Branch Locations

401 N Tryon St Ci Client Management, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Charlotte NC 08/2025 07/2026
Dysis / Dexian Mc Lean VA 08/2025 12/2025
Trolley Barn Charlotte NC 06/2025 12/2025
University Of South Carolina Columbia SC 08/2021 05/2025
Acv Auctions Buffalo NY 05/2024 06/2024
Town Of Mattapoisett Recreation Mattapoisett MA 07/2018 08/2024
Aura Boston MA 06/2023 08/2023
Town Of Mattapoisett Recreation Mattapoisett MA 06/2016 08/2022
Town Of Mattapoisett Public Schools Mattapoisett MA 09/2015 08/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 07/2026 Present
  • 08/2025 → 07/2026
    Wells Fargo Clearing Services
    Charlotte, NC
  • 08/2025 → 12/2025
    Dysis / Dexian
    Mc Lean, VA
  • 06/2025 → 12/2025
    Trolley Barn
    Charlotte, NC
  • 08/2021 → 05/2025
    University Of South Carolina
    Columbia, SC
  • 05/2024 → 06/2024
    Acv Auctions
    Buffalo, NY
  • 07/2018 → 08/2024
    Town Of Mattapoisett Recreation
    Mattapoisett, MA
  • 06/2023 → 08/2023
    Aura
    Boston, MA
  • 06/2016 → 08/2022
    Town Of Mattapoisett Recreation
    Mattapoisett, MA
  • 09/2015 → 08/2021
    Town Of Mattapoisett Public Schools
    Mattapoisett, MA
  • 07/2026 → Present
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-21
S63 Uniform Securities Agent State Law Examination 2025-10-31
  • S66 Uniform Combined State Law Examination
    2026-08-21
  • S63 Uniform Securities Agent State Law Examination
    2025-10-31
Other Names
  • Davis Fox

View on SEC IAPD

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