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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-22 |
Branch Locations
401 N Tryon St Ci Client Management, Charlotte, NC 28255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charlotte | NC | 08/2025 | 07/2026 |
| Dysis / Dexian | Mc Lean | VA | 08/2025 | 12/2025 |
| Trolley Barn | Charlotte | NC | 06/2025 | 12/2025 |
| University Of South Carolina | Columbia | SC | 08/2021 | 05/2025 |
| Acv Auctions | Buffalo | NY | 05/2024 | 06/2024 |
| Town Of Mattapoisett Recreation | Mattapoisett | MA | 07/2018 | 08/2024 |
| Aura | Boston | MA | 06/2023 | 08/2023 |
| Town Of Mattapoisett Recreation | Mattapoisett | MA | 06/2016 | 08/2022 |
| Town Of Mattapoisett Public Schools | Mattapoisett | MA | 09/2015 | 08/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2025-10-31 |
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