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Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-07-01
  • RI RA
    APPROVED
    Since 2026-07-01

Branch Locations

17 Maple Street Ms: Ma-137, Danvers, MA 01923 • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

147 Main Street Ms: Ma-745, Gloucester, MA 01930 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 01/2015 06/2026
Santander Securities, Llc Boston MA 08/2025 11/2025
Santander Securities, Llc Boston MA 11/2025 06/2026
Citizens Securities, Inc. Danvers MA 06/2026 Present
Previous Registrations
  • 2025-10-21 → 2026-06-29
    Boston, MA
    Revere, MA
    Peabody, MA
    Mattapan, MA
    Revere, MA
    East Boston, MA
    Norwood, MA
    Quincy, MA
    Boston, MA
    Dorchester, MA
    East Milton, MA
    Chelsea, MA
    Boston, MA
    Somerville, MA
    Lynn, MA
    Dorchester, MA
    West Roxbury, MA
    Dedham, MA
    Cambridge, MA
    Cambridge, MA
    Randolph, MA
    Somerville, MA
    Everett, MA
    Belmont, MA
    Reading, MA
    Woburn, MA
    Gloucester, MA
    Beverly, MA
    North Andover, MA
    Newburyport, MA
    Saugus, MA
    Manchester, MA
    Swampscott, MA
    Winchester, MA
    Wakefield, MA
    Melrose, MA
    Haverhill, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-24
  • S66 Uniform Combined State Law Examination
    2025-09-24

View on SEC IAPD

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