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Charlotte Spiegel

Hightower Advisors, LLC

Chicago, IL

Waltham, MA

CRD 8146358

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-04-02
  • MA RA
    APPROVED
    Since 2026-04-02

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

200 Fifth Avenue, 7Th Floor, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Argent Wealth Management, Llc Waltham MA 03/2020 10/2020
Consolidated Funeral Services, Inc. Needham MA 05/2017 02/2020
Framingham State Alumni Department Framingham MA 01/2017 05/2017
Lovepop, Inc. Framingham MA 10/2014 12/2016
Hightower Advisors, Llc Waltham MA 10/2020 Present
  • 03/2020 → 10/2020
    Argent Wealth Management, Llc
    Waltham, MA
  • 05/2017 → 02/2020
    Consolidated Funeral Services, Inc.
    Needham, MA
  • 01/2017 → 05/2017
    Framingham State Alumni Department
    Framingham, MA
  • 10/2014 → 12/2016
    Lovepop, Inc.
    Framingham, MA
  • 10/2020 → Present
    Hightower Advisors, Llc
    Waltham, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-26
  • S65 Uniform Investment Adviser Law Examination
    2026-03-26

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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