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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Bank N.A. | Buffalo Grove | IL | 08/2025 | Present |
| Bmo Bank N.A. | Crystal Lake | IL | 07/2022 | 08/2025 |
| Bmo Bank N.A. | Lake Barrington | IL | 06/2021 | 07/2022 |
| Argo Glass & Windows | Palatine | IL | 03/2021 | 05/2021 |
| Unemployed | N/A | IL | 08/2016 | 02/2021 |
| Lpl Financial Llc | Buffalo Grove | IL | 08/2025 | Present |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO INVESTMENT SERVICES - Investment Related - At Reported Business Location (s) - Start Date : 08/2025. 2. 08/2025 - BMO HARRIS BANK - Financial Institution Duty - Investment Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - NORTHBROOK, IL 60062 - OBA Start Date: 08/18/2025. 3. 08/2025 - BMO HARRIS BANK - Notary - Investment Related - 160 Hour(s)/Month - 0 Hour(s) During Trading - Buffalo Grove, IL 60089 - OBA Start Date: 10/27/2022.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2025-10-27 |
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