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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-16
  • IL RA
    APPROVED
    Since 2026-06-16

Branch Locations

3325 Kirchoff Rd, Rolling Meadows, IL 60008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Bank N.A. Buffalo Grove IL 08/2025 Present
Bmo Bank N.A. Crystal Lake IL 07/2022 08/2025
Bmo Bank N.A. Lake Barrington IL 06/2021 07/2022
Argo Glass & Windows Palatine IL 03/2021 05/2021
Unemployed N/A IL 08/2016 02/2021
Lpl Financial Llc Buffalo Grove IL 08/2025 Present
  • 08/2025 → Present
    Bmo Bank N.A.
    Buffalo Grove, IL
  • 07/2022 → 08/2025
    Bmo Bank N.A.
    Crystal Lake, IL
  • 06/2021 → 07/2022
    Bmo Bank N.A.
    Lake Barrington, IL
  • 03/2021 → 05/2021
    Argo Glass & Windows
    Palatine, IL
  • 08/2016 → 02/2021
    Unemployed
    N/A, IL
  • 08/2025 → Present
    Buffalo Grove, IL
Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO INVESTMENT SERVICES - Investment Related - At Reported Business Location (s) - Start Date : 08/2025. 2. 08/2025 - BMO HARRIS BANK - Financial Institution Duty - Investment Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - NORTHBROOK, IL 60062 - OBA Start Date: 08/18/2025. 3. 08/2025 - BMO HARRIS BANK - Notary - Investment Related - 160 Hour(s)/Month - 0 Hour(s) During Trading - Buffalo Grove, IL 60089 - OBA Start Date: 10/27/2022.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-15
S63 Uniform Securities Agent State Law Examination 2025-10-27
  • S65 Uniform Investment Adviser Law Examination
    2026-06-15
  • S63 Uniform Securities Agent State Law Examination
    2025-10-27

View on SEC IAPD

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