Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-01 |
Branch Locations
100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc | Miami | FL | 04/2026 | Present |
| Azimut Investment Advisors | Miami | FL | 07/2025 | 03/2026 |
| Unemployed | Miami | FL | 07/2024 | 07/2025 |
| Meatpacking Dominicana | Santiago | 12/2023 | 07/2024 | |
| Td Bank | Hatboro | PA | 01/2023 | 12/2023 |
| Unemployed | Hatboro | PA | 08/2022 | 01/2023 |
| Wsfs Bank | Willow Grove | PA | 05/2022 | 08/2022 |
| Unemployed | Santiago | 08/2015 | 05/2022 | |
| Sanctuary Securities, Inc. | Miami | FL | 09/2025 | 03/2026 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-06-22 |
| S65 | Uniform Investment Adviser Law Examination | 2025-11-12 |
Reach out to this advisor