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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
| OH | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Blue Ash | OH | 02/2005 | Present |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-130924|OrgNmn:Don's Grail Gallery LLC|Org Addr:Cincinnati,Ohio,US|OBA Nature:Sports Card Trading Business|Invst Rel:N|Title:Owner|Duties:Minimal - Selling/Buying Cards online|StrtDt:06-12-26|TotHrs/mon:5|TrdHrs/mon:0|OBA-63435|OrgNmn:University of Cincinnati|Org Addr:Cincinnati,Ohio,US|OBA Nature:Unversity / Education|Invst Rel:N|Title:Adjunct Professor|Duties:6-9pm Thursdays from Jan-April each year|StrtDt:06-03-26|TotHrs/mon:7|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-01 |
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