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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-03-31
OH RA APPROVED 2025-03-31
  • KY RA
    APPROVED
    Since 2025-03-31
  • OH RA
    APPROVED
    Since 2025-03-31

Branch Locations

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Blue Ash OH 02/2005 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 02/2005 → Present
    Fidelity Brokerage Services Llc
    Blue Ash, OH
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Cincinnati, OH
    Covington, KY
  • 2007-04-20 → 2018-07-13
    Blue Ash, OH
    Cincinnati, OH
    Covington, KY
    Covington, KY
    Covington, KY
    Cincinnati, OH
Other Businesses

OBA-130924|OrgNmn:Don's Grail Gallery LLC|Org Addr:Cincinnati,Ohio,US|OBA Nature:Sports Card Trading Business|Invst Rel:N|Title:Owner|Duties:Minimal - Selling/Buying Cards online|StrtDt:06-12-26|TotHrs/mon:5|TrdHrs/mon:0|OBA-63435|OrgNmn:University of Cincinnati|Org Addr:Cincinnati,Ohio,US|OBA Nature:Unversity / Education|Invst Rel:N|Title:Adjunct Professor|Duties:6-9pm Thursdays from Jan-April each year|StrtDt:06-03-26|TotHrs/mon:7|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-09
S63 Uniform Securities Agent State Law Examination 2005-08-01
  • S66 Uniform Combined State Law Examination
    2007-03-09
  • S63 Uniform Securities Agent State Law Examination
    2005-08-01

View on SEC IAPD

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