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Nicholas Bogani

LPl Enterprise, LLC

Springfield, MO

CRD 8145486

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-09-08
  • MO RA
    APPROVED
    Since 2025-09-08

Branch Locations

2200 E. Sunshine St. Suite 316, Springfield, MO 65804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Taco Bell Castle Rock CO 06/2020 11/2021
Best Buy Lone Tree CO 06/2023 07/2023
Taco Bell Castle Rock CO 08/2023 08/2023
Associated Students Of The University Of Wyoming Laramie WY 05/2023 05/2025
Rock Canyon High School Highlands Ranch CO 09/2018 05/2022
Colorado State University Fort Collins CO 05/2022 12/2022
University Of Wyoming Laramie WY 12/2022 08/2025
Ascent Classical Academy Castle Rock CO 05/2018 09/2018
St. Mary's Academy Cherry Hills Village CO 05/2014 05/2017
Lpl Enterprise Llc Springfield MO 08/2025 Present
Vanguard College Preparatory School Waco TX 05/2017 05/2018
  • 06/2020 → 11/2021
    Taco Bell
    Castle Rock, CO
  • 06/2023 → 07/2023
    Best Buy
    Lone Tree, CO
  • 08/2023 → 08/2023
    Taco Bell
    Castle Rock, CO
  • 05/2023 → 05/2025
    Associated Students Of The University Of Wyoming
    Laramie, WY
  • 09/2018 → 05/2022
    Rock Canyon High School
    Highlands Ranch, CO
  • 05/2022 → 12/2022
    Colorado State University
    Fort Collins, CO
  • 12/2022 → 08/2025
    University Of Wyoming
    Laramie, WY
  • 05/2018 → 09/2018
    Ascent Classical Academy
    Castle Rock, CO
  • 05/2014 → 05/2017
    St. Mary's Academy
    Cherry Hills Village, CO
  • 08/2025 → Present
    Springfield, MO
  • 05/2017 → 05/2018
    Vanguard College Preparatory School
    Waco, TX
Other Businesses

1. 08/06/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Rogersville, MO - Start Date 07/22/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 08/06/2025 - NICHOLAS BOGANI N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Rogersville, MO - Start Date 07/22/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 11/28/2025-Archer Financial-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 09/29/2025-160hrs/mth-160hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-06
  • S66 Uniform Combined State Law Examination
    2025-09-06

View on SEC IAPD

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