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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-11-26 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
80 South 8Th Street Suite 2900, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Minneapolis | MN | 10/2025 | Present |
| Deloitte & Touche | Minneapolis | MN | 10/2021 | 10/2025 |
| Sunset Hills Country Club | Edwardsville | IL | 06/2020 | 06/2021 |
| Deloitte & Touche | St. Louis | MO | 01/2021 | 03/2021 |
| Northern Star | Dekalb | IL | 11/2018 | 09/2019 |
| Westhampton Country Club | Westhampton | NY | 05/2019 | 08/2019 |
| Northern Illinois University | Dekalb | IL | 01/2016 | 05/2020 |
| Southern Illinois University Edwardsville | Edwardsville | IL | 08/2020 | 12/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-19 |
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