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Gregory F. Harris

Klaren Capital

Waynesboro, VA

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Current Employers
Klaren Capital

Waynesboro, VA • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2009-09-04
  • VA RA
    APPROVED
    Since 2009-09-04

Branch Locations

Waynesboro, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Klaren Capital Waynesboro VA 07/2009 Present
Previous Registrations
  • 2008-07-03 → 2009-07-08
    Wells Fargo Clearing Services, Llc
    Charlottesville, VA
  • 2007-04-02 → 2008-06-27
    Morgan Stanley & Co. Llc
    Charlottesville, VA
  • 2005-09-21 → 2007-04-02
    Morgan Stanley Dw Inc.
    Charlottesville, VA
    Charlottesville, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-19
  • S66 Uniform Combined State Law Examination
    2005-09-19

View on SEC IAPD

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