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Arete Wealth Advisors, LLC CRD 145488
$2.75B regulatory AUM 35 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-19 |
Branch Locations
425 Broadhollow Rd. Suite 325, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arete Wealth Management | Chicago | IL | 01/2026 | Present |
| Monsignor Mcclancy Memorial High School | East Elmhurst | NY | 08/2018 | 06/2020 |
| W.C. Mepham High School | Bellmore | NY | 08/2020 | 06/2022 |
| Unemployed | Bellmore | NY | 06/2022 | 08/2025 |
| Fincadia | Melville | NY | 08/2025 | Present |
| Middle School | Bellmore | NY | 01/2016 | 08/2018 |
FINCADIA LLC: DBA; REGISTERED REP/ADVISOR; New York, NY; START DATE 01/2026; FULL TIME; INVESTMENT RELATED. FINCADIA WEALTH MANAGEMENT LLC: DBA; REGISTERED REP/ADVISOR; New York, NY; START DATE 01/2026; FULL TIME; INVESTMENT RELATED. FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; New York, NY; START DATE 01/2026; FULL TIME; INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-19 |
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