Janine Lynn Sebik

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2014-12-12

NJ RA
APPROVED

Since 2014-12-12

Branch Locations

Glen Gardner, NJ • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Weehawken	NJ	11/2014	Present

11/2014 → Present

Ubs Financial Services Inc.

Weehawken, NJ

Previous Registrations

2008-11-18 → 2014-09-12

Ubs Financial Services Inc.

Houston, TX

Weehawken, NJ

New York, NY

Weehawken, NJ

Weehawken, NJ

Other Businesses

RENTAL PROPERTY EFFECTIVE 8/11/13. LOCATED AT 126 WEST 31ST STREET, BAYONNE, NJ 07002. PASSIVE INVESTMENT. 0 HOURS DEVOTED. NAME OF OTHER BUSINESS:725 Joralemon Street Belleville NJ 07109 Unit 205 / INVESTMENT RELATED?: YES / ADDRESS: 725 Joralemon Street, Belleville, NJ 07109 / NATURE OF THE BUSINESS: Real Estate / POSITION: Owner / DUTIES: Own rental property / START DATE: 11/5/2020

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-11-17
S63	Uniform Securities Agent State Law Examination	2006-03-25

S66 Uniform Combined State Law Examination

2008-11-17
S63 Uniform Securities Agent State Law Examination

2006-03-25

Other Names

Janine Lynn Darata

View on SEC IAPD