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Allen Reece

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-10-22
  • IL RA
    APPROVED
    Since 2025-10-22

Branch Locations

110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States

One Bryant Park Pbig - New York, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frank & Kraft, Attorneys-At-Law Indianapolis IN 03/2012 03/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 03/2018 06/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 09/2025 Present
Pnc Private Bank Chicago IL 06/2022 09/2025
Previous Registrations
  • 2018-04-06 → 2022-06-16
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Northbrook, IL
    Wayzata, MN
    Northbrook, IL
    New York, NY
  • 2016-02-04 → 2018-03-21
    Frank & Kraft Wealth Coaching, Inc.
    Indianapolis, IN
  • 2007-12-03 → 2008-11-13
    Deutsche Bank Securities Inc.
    Houston, TX
  • 2007-07-19 → 2007-12-04
    Chase Investment Services Corp.
    Houston, TX
    Houston, TX
  • 2007-04-02 → 2007-06-14
    Morgan Stanley & Co. Llc
    Bethesda, MD
  • 2005-08-26 → 2007-04-02
    Morgan Stanley Dw Inc.
    Bethesda, MD
    Bethesda, MD
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-04-30
S65 Uniform Investment Adviser Law Examination 2015-08-19
S66 Uniform Combined State Law Examination 2005-07-28
  • S63 Uniform Securities Agent State Law Examination
    2018-04-30
  • S65 Uniform Investment Adviser Law Examination
    2015-08-19
  • S66 Uniform Combined State Law Examination
    2005-07-28
Other Names
  • Allen Reece
  • Allen Michael Reece

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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