Joel Andrew Johnson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  The Woodlands, TX
• 11/2009 → Present
  Bank Of America, Na
  The Woodlands, TX

Previous Registrations

• 2007-04-02 → 2008-05-06
  Morgan Stanley & Co. Llc
  The Woodlands, TX
• 2000-03-22 → 2007-04-02
  Morgan Stanley Dw Inc.
  The Woodlands, TX
  Thewoodlands, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-01
• S63 Uniform Securities Agent State Law Examination
  1998-11-20