Best Investors Account Sign in
Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-07-02
  • VA RA
    APPROVED
    Since 2019-07-02

Branch Locations

1030 Richmond Rd, Staunton, VA 24402 • United States

120 University Boulevard, Harrisonburg, VA 22801 • United States

150 Peppers Ferry Road Ne, Christiansburg, VA 24068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Meriden CT 04/2015 11/2018
First Bank And Trust Christiansburg VA 04/2015 Present
Infinex Investments, Inc. Meriden CT 07/2019 Present
  • 04/2015 → 11/2018
    Infinex Investments, Inc.
    Meriden, CT
  • 04/2015 → Present
    First Bank And Trust
    Christiansburg, VA
  • 07/2019 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2015-04-01 → 2018-11-30
    Fairlawn, VA
    Staunton, VA
    Christiansburg, VA
    Christiansburg, VA
    Chapel Hill, NC
    Harrisonburg, VA
    Wytheville, VA
  • 2014-07-11 → 2015-03-31
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Blacksburg, VA
    Christiansburg, VA
    Huntington, WV
    Radford, VA
    Bland, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-10
S63 Uniform Securities Agent State Law Examination 2005-08-26
  • S66 Uniform Combined State Law Examination
    2014-07-10
  • S63 Uniform Securities Agent State Law Examination
    2005-08-26
Other Names
  • Scott Arnett

View on SEC IAPD

More in Staunton, VA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor