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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2006-12-12
  • WI RA
    APPROVED
    Since 2006-12-12

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2006 Present
Northwestern Mutual Investment Services Milwaukee WI 11/2006 Present
  • 11/2006 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2006 → Present
    Northwestern Mutual Investment Services
    Milwaukee, WI
Other Businesses

INDEPENDENT CONTRACTOR FOR PROPERTY AIDE LLC, PROVIDE PAINTING/FLOORING/DRYWALL SERVICES, NOT INVESTMENT RELATED, 10/18/2010, 8 HOURS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-08
  • S66 Uniform Combined State Law Examination
    2005-12-08

View on SEC IAPD

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