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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-01 |
Branch Locations
177 East Colorado Blvd. Suite 200, Office 3055, Pasadena, CA 91105 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Fullerton | CA | 06/2024 | 08/2025 |
| Gigabyte | City Of Industry | CA | 12/2022 | 06/2024 |
| Gigabyte | City Of Industry | CA | 06/2022 | 12/2022 |
| California State University, Fullerton | Fullerton | CA | 01/2023 | 05/2023 |
| California State University, Fullerton | Fullerton | CA | 01/2021 | 12/2022 |
| Mt. San Antonio College | Walnut | CA | 08/2018 | 12/2020 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 08/2025 | Present |
| Unemployed | Fontana | CA | 06/2018 | 07/2018 |
| Nevada High School | Nevada | MO | 08/2015 | 05/2018 |
| Sonic Drive-In | Nevada | MO | 06/2016 | 09/2017 |
1-- LA PENSION PLANNERS POSITION: Financial Representative NATURE: DBA/Financial Services. COMPENSATION TYPE: Commission. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 8/1/2025 ADDRESS: 177 E Colorado Blvd, Suite 200, Pasadena CA, United States DESCRIPTION: DBA for Securities Business / Financial Services 2-- LIFE & HEALTH INSURANCE POSITION: Financial Representative. NATURE: Insurance. COMPENSATION TYPE: Commission. INVESTMENT RELATED: No NUMBER OF HOURS: 40 TRADING HOURS: 0 START DATE: 8/1/2025 ADDRESS: 177 E Colorado Blvd, Suite 200, Pasadena CA, United States DESCRIPTION: Life Insurance sales to customers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-12 |
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