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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-13 |
| SC | RA | APPROVED | 2026-01-13 |
| TX | RA | APPROVED | 2026-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 09/2025 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 09/2025 | Present |
| Rett Rutland State Farm | Rock Hill | SC | 05/2024 | 09/2025 |
| Clover School District | Clover | SC | 08/2022 | 07/2024 |
| Rock Hill School District | Rock Hill | SC | 08/2020 | 07/2022 |
| Clemson University | Clemson | SC | 08/2016 | 06/2020 |
| Vanguard Advisers, Inc. | Charlotte | NC | 01/2026 | Present |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: ROCK HILL, SC NATURE OF BUSINESS: LIFE INSURANCE POSITION: N/A START DATE: 03/2024 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: ROCK HILL, SC NATURE OF BUSINESS: ACCIDENT & HEALTH OR SICKNESS INSURANCE POSITION: N/A START DATE: 03/2024 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-12 |
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