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Brian Winnen

J.P. Morgan Securities LLC

Roseville, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-02
CA RA APPROVED 2017-07-25
  • TX RA
    APPROVED
    Since 2017-11-02
  • CA RA
    APPROVED
    Since 2017-07-25

Branch Locations

1800 Douglas Blvd, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Walnut Creek CA 11/2011 05/2017
Jpmorgan Securities Llc Napa CA 06/2017 03/2019
Jpmorgan Chase Bank, N.A. Roseville CA 04/2019 Present
J.P. Morgan Securities Llc Roseville CA 04/2019 Present
  • 11/2011 → 05/2017
    Jpmorgan Chase Bank
    Walnut Creek, CA
  • 06/2017 → 03/2019
    Jpmorgan Securities Llc
    Napa, CA
  • 04/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Roseville, CA
  • 04/2019 → Present
    J.P. Morgan Securities Llc
    Roseville, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-20
  • S66 Uniform Combined State Law Examination
    2017-07-20
Designations
Other Names
  • Brian Gregory Winnen

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
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