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Employer firm

Djpuff Advisors Group, Inc. CRD 132754

$6.40M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Djpuff Advisors Group, Inc.

202 Kasson Road, Camillus, NY 13031 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-21
  • NY RA
    APPROVED
    Since 2026-08-21

Branch Locations

202 Kasson Road, Camillus, NY 13031 • United States

Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-30
  • NY RA
    APPROVED
    Since 2025-09-30

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

202 Kasson Rd, Camillus, NY 13031 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Djpuff Advisors Group, Inc. Camillus NY 01/2014 Present
Gwn Securities, Inc Palm Beach Gardens FL 07/2025 Present
Djpuff Advisors Group, Inc. Camillus NY 08/2026 Present
Other Businesses

1-- DJPUFF ADVISORS GROUP, INC. POSITION: Operations Manager. NATURE: DBA/Financial Services. COMPENSATION TYPE: Salary. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/31/2025 ADDRESS: 202 Kasson Road, Camillus, NY 13031United States DESCRIPTION: DBA; Office Management; and Financial Services. 2--GWN SECURITIES, INC, Investment Related, 11440 N Jog Road, Palm Beach Gardens, FL 33418, Broker Dealer & RIA/ Agent/ Start date:07/2025, / Hours/month: approx. 160 hours per month/Number of trading hours: 160 hours per month /• Job duties: execute trades, manage portfolios, provide recommendations, adhere to suitability, disclose fees, prevent fraud, maintain records, complete continuing education

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-09-29
S65 Uniform Investment Adviser Law Examination 2024-08-05
  • S63 Uniform Securities Agent State Law Examination
    2025-09-29
  • S65 Uniform Investment Adviser Law Examination
    2024-08-05

View on SEC IAPD

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