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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-10-06 |
| TX | RA | APPROVED | 2025-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Cleveland | OH | 07/2025 | Present |
| J.P. Morgan Securities Llc | Cleveland | OH | 07/2025 | Present |
| Unemployed | Cleveland | OH | 06/2025 | 06/2025 |
| University Of Richmond | Richmond | VA | 08/2021 | 05/2025 |
| Jpmorgan Chase Bank, N.A. | Cleveland | OH | 06/2024 | 08/2024 |
| Ancora Holdings | Cleveland | OH | 06/2023 | 07/2023 |
| Catawba Island Club | Port Clinton | OH | 06/2022 | 08/2022 |
| Unemployed | Cleveland | OH | 09/2019 | 07/2021 |
| Cleveland Browns | Cleveland | OH | 06/2019 | 08/2019 |
| Unemployed | Cleveland | OH | 09/2018 | 05/2019 |
| Cleveland Browns | Cleveland | OH | 06/2018 | 08/2018 |
| Unemployed | Cleveland | OH | 07/2015 | 06/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-04 |
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