David Cepeda

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 01/2021
  J.P. Morgan Securities Llc
  Ft. Worth, TX
• 01/2021 → 05/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Worth, TX
• 02/2021 → 05/2024
  Bank Of America, N.A.
  Fort Worth, TX
• 08/2024 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2021-01-06 → 2024-05-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Worth, TX
  Fort Worth, TX
  Fort Worth, TX
• 2012-10-01 → 2021-01-22
  J.P. Morgan Securities Llc
  Fort Worth, TX
  Ft. Worth, TX
  Ft. Worth, TX
  Ft. Worth, TX
  Fort Worth, TX
  Ft. Worth, TX
  Fort Worth, TX
  Fort Worth, TX
• 2011-01-12 → 2012-10-01
  Chase Investment Services Corp.
  Ft. Worth, TX
  Ft. Worth, TX
  Ft. Worth, TX
  Fort Worth, TX
• 2009-06-29 → 2010-12-20
  Ameriprise Financial Services, Llc
  Arlington, TX
• 2005-10-05 → 2009-06-01
  Ameriprise Financial Services, Llc
  Fort Worth, TX
  Hurst, TX

Other Businesses

Lyft; Not investment related; Driver; Start date: 08/01/2024 40 hrs per month; No hours devoted during securities trading hours;

Exams

• S66 Uniform Combined State Law Examination
  2005-09-16

Other Names

• David Cepeda