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Nicholas Joseph Ventura

Florida Financial Advisors, LLC

North Charleston, SC

CRD 8141505

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Employer firm

Florida Financial Advisors, LLC CRD 288811

$456M regulatory AUM 4,295 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-28
SC RA APPROVED 2026-05-21
  • FL RA
    APPROVED
    Since 2026-05-28
  • SC RA
    APPROVED
    Since 2026-05-21

Branch Locations

4969 Centre Pointe Drive, North Charleston, SC 29418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors North Charleston SC 05/2026 Present
Catalyst Financial Group Houston TX 08/2025 02/2026
Gulfstream Cafe Murrells Inlet SC 05/2025 08/2025
Ohio University Athens OH 08/2024 05/2025
Gulfstream Cafe Murrells Inlet SC 05/2024 08/2024
Ohio University Athens OH 08/2023 05/2024
Carrabba's Italian Grill Murrells Inlet SC 05/2023 08/2023
Ohio University Athens OH 08/2022 05/2023
Big Daddy's Landscape Murrells Inlet SC 05/2022 08/2022
Ohio University Athens OH 08/2021 05/2022
Texas Roadhouse Murrells Inlet SC 06/2021 08/2021
Egg's Up Grill Murrells Inlet SC 06/2021 08/2021
Food Lion Pawley's Island SC 05/2021 06/2021
Junior Hockey Year 4 (Unemployed) Virginia Beach VA 08/2020 05/2021
River City Cafe Surfside Beach SC 05/2020 08/2020
Junior Hockey Year 3(Unemployed) Pittsburgh PA 08/2019 05/2020
Unemployed Murrells Inlet SC 05/2019 08/2019
Junior Hockey Year 2 Pittsburgh PA 08/2018 05/2019
Jersey Shore Arena Wall NJ 05/2018 08/2018
Junior Hockey Year 1 Unemployed Lewiston ME 12/2017 05/2018
Pt. Pleasant Beach High School Pt. Pleasant Beach NJ 08/2017 12/2017
Acme Food Markets Wall NJ 05/2017 08/2017
Pt. Pleasant Beach High School Pt. Pleasant Beach NJ 08/2016 05/2017
Innovation Partners Llc Charlotte NC 08/2025 03/2026
Catalyst Wealth Management Llc Houston TX 02/2026 03/2026
  • 05/2026 → Present
    Florida Financial Advisors Dba Tristate Financial Advisors
    North Charleston, SC
  • 08/2025 → 02/2026
    Catalyst Financial Group
    Houston, TX
  • 05/2025 → 08/2025
    Gulfstream Cafe
    Murrells Inlet, SC
  • 08/2024 → 05/2025
    Ohio University
    Athens, OH
  • 05/2024 → 08/2024
    Gulfstream Cafe
    Murrells Inlet, SC
  • 08/2023 → 05/2024
    Ohio University
    Athens, OH
  • 05/2023 → 08/2023
    Carrabba's Italian Grill
    Murrells Inlet, SC
  • 08/2022 → 05/2023
    Ohio University
    Athens, OH
  • 05/2022 → 08/2022
    Big Daddy's Landscape
    Murrells Inlet, SC
  • 08/2021 → 05/2022
    Ohio University
    Athens, OH
  • 06/2021 → 08/2021
    Texas Roadhouse
    Murrells Inlet, SC
  • 06/2021 → 08/2021
    Egg's Up Grill
    Murrells Inlet, SC
  • 05/2021 → 06/2021
    Food Lion
    Pawley's Island, SC
  • 08/2020 → 05/2021
    Junior Hockey Year 4 (Unemployed)
    Virginia Beach, VA
  • 05/2020 → 08/2020
    River City Cafe
    Surfside Beach, SC
  • 08/2019 → 05/2020
    Junior Hockey Year 3(Unemployed)
    Pittsburgh, PA
  • 05/2019 → 08/2019
    Unemployed
    Murrells Inlet, SC
  • 08/2018 → 05/2019
    Junior Hockey Year 2
    Pittsburgh, PA
  • 05/2018 → 08/2018
    Jersey Shore Arena
    Wall, NJ
  • 12/2017 → 05/2018
    Junior Hockey Year 1 Unemployed
    Lewiston, ME
  • 08/2017 → 12/2017
    Pt. Pleasant Beach High School
    Pt. Pleasant Beach, NJ
  • 05/2017 → 08/2017
    Acme Food Markets
    Wall, NJ
  • 08/2016 → 05/2017
    Pt. Pleasant Beach High School
    Pt. Pleasant Beach, NJ
  • 08/2025 → 03/2026
    Innovation Partners Llc
    Charlotte, NC
  • 02/2026 → 03/2026
    Houston, TX
Previous Registrations
Other Businesses

Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 4969 Centre Pointe Drive, Suite 201 North Charleston, SC 29418. Nature of Business: RIA. Position: Financial Consultant. Start Date: 05/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 4969 Centre Pointe Drive, Suite 201 North Charleston, SC 29418. Nature of Business: Insurance. Position: Independent Contractor. 05/2026. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-20
  • S66 Uniform Combined State Law Examination
    2025-10-20
Other Names
  • Nick Ventura
  • Nicholas J Ventura
  • Nicholas Ventura

View on SEC IAPD

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