Rishit Harishkumar Shah

Employer firm

Simplicity Wealth CRD 300572

$4.27B regulatory AUM 26 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2025 → Present
  Simplicity Wealth
  Summit, NJ
• 07/2025 → Present
  Nms Portfolios
  Mount Prospect, IL
• 12/2024 → Present
  Discover
  Prospect Heights, IL
• 11/2019 → 09/2024
  Kin And Carta
  Riverwoods, IL
• 06/2018 → 11/2019
  Walgreens
  Prospect Heights, IL
• 02/2018 → 06/2018
  Insight Global
  Deerfield, IL
• 02/2016 → 02/2018
  Pridevel Consulting
  Naperville, IL
• 09/2024 → 12/2024
  Unemployed
  Prospect Heights, IL

Other Businesses

Recapitome Investments LLC; investment-related-No; address-23 S Wildwood Drive Prospect heights IL 60070; Owner; start date 5/5/2021; hours devoted outside trading hours 5; hours devoted during trading hrs-0; Own Real Estate Property through this LLC. Discover; Investment-related-No; 2500 Lake Cook Rd, Riverwoods, IL 60015; Employee Software Engineer; 12/23/2024; hours devoted during trading hours 160; hours devoted outside trading hrs-0; Working here as a software engineer Rishit Harishkumar Shah; Investment-related- No; 207 S Maple St. Apt 516 Mount Prospect, IL 60056; Registered Insurance Agent; Health Insurance Broker; 11/01/2024; hours devoted during trading hours 0; hours devoted outside trading hrs-5; Help individuals enroll in health plans during open enrollment North Charleston Townhomes LLC ; Investment-related- No; 4275 County Line Road STE 20 Chalfont, PA 18914; investor; 07/07/2021; hours devoted during trading hours 0; hours devoted outside trading hrs- 0; Passive investor in real estate owned by this company. Universal Financial Consultants; Investment-related-No; 499 Gulf to Bay Blvd Suite 100, Clearwater, FL 33755; Appointed agent in IMO; 06/24/2024; hours devoted during trading hours 0; hours devoted outside trading hrs- 10; Sell Annuities and life insurance. Hegemon Group International; Investment-related-No; 11405 Old Roswell Rd, Alpharetta, GA 30009; Independent Insurance Broker; 09/15/2021; hours devoted during trading hours 0; hours devoted outside trading hrs- 0; IMO that allows to recruit other insurance agents in your team. Primarily in life insurance and annuities space

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-03-08