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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 07/2025 | Present |
| New York Sports Club | Glendale | NY | 11/2024 | 07/2025 |
| Euroitalia | Elmhurst | NY | 08/2018 | 01/2025 |
| Prudent Financial Solutions | New York | NY | 10/2023 | 09/2024 |
| Retro Fitness | Glendale | NY | 05/2023 | 10/2023 |
| Chestnut Hill College | Philadelphia | PA | 08/2019 | 05/2023 |
| Saint Francis Preparatory | Fresh Medows | NY | 08/2015 | 08/2019 |
| Bank Of America, N.A. | New York | NY | 12/2025 | Present |
I*4661275 Entity Type: Entity Charitable Name of OBA: Chestnut Hill College/ Baseball team Address: Philadelphia, Pennsylvania, 19118 Investment Related: No Position, Title, Association: Other Employee Start Date: 06/15/2026 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: Chestnut hill college is a private school in Philadelphia where i graduated from and played baseball for them. I would be the Alumni Ambassador for the baseball team. Help organize baseball alumni events such as golf outings, networking events, to help benefit the team.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-26 |
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