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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-16 |
| TX | RA | APPROVED | 2026-03-16 |
Branch Locations
150 W University Drive Floor 4, Tempe, AZ 85281 • United States
Apache Junction, AZ • United States
10 S Dearborn St, Chicago, IL 60603-2300 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Tempe | AZ | 03/2026 | Present |
| Smith Industries Llc | Mesa | AZ | 06/2023 | Present |
| Merrill Edge | Chandler | AZ | 07/2025 | 03/2026 |
| Gps Insight | Scottsdale | AZ | 05/2022 | 07/2025 |
| The Home Depot | Mesa | AZ | 08/2021 | 12/2022 |
| Unemployed | Rio De Janeiro | 01/2020 | 07/2021 | |
| Unemployed | Mesa | AZ | 03/2016 | 01/2020 |
Entity Name: Smith Industries LLC Investment related: No Address: Mesa, AZ Nature of the other business: HVAC Position/Title/Relationship: Employee/Contractor Start Date: 07/17/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: HVAC Technician, no connection to JPMorgan Chase
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-20 |
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