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Joshua Patrick Smeltzer

LPl Financial LLC

York, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-10-03
TX RA APPROVED 2023-10-03
  • PA RA
    APPROVED
    Since 2023-10-03
  • TX RA
    APPROVED
    Since 2023-10-03

Branch Locations

220 St. Charles Way, Ste 100, York, PA 17402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc York PA 04/2012 10/2023
Lpl Financial York PA 10/2023 Present
Previous Registrations
Other Businesses

1) 07/02/2023 - Sides Wealth Advisory Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2023 - 160 Hr/Mth 2) 07/02/2023 - Madzo Inc. - Real Estate Rental - York, PA - Inv Rel - Start: 10/2018 3) 06/10/2026 - Letum Financial - For-Profit Board Member - Not Investment Related - Providence, RI - Start Date 07/01/2026 - 4 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-15
  • S66 Uniform Combined State Law Examination
    2006-08-15

View on SEC IAPD

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