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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-23 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
275 E Rivulon Blvd, Gilbert, AZ 85297 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 07/2025 | Present |
| Scottsdale Christina Academy | Phoenix | AZ | 08/2007 | 06/2018 |
| Liberty University Online Academy | Lynchburg | VA | 06/2018 | 05/2020 |
| Liberty University | Lynchburg | VA | 05/2020 | 05/2025 |
| Ngp Business Consulting Llc | Mesa | AZ | 10/2023 | 08/2025 |
| Bank Of America, N.A. | Scottsdale | AZ | 01/2026 | Present |
I*2676261, Entity Type: Entity For Profit, Name of OBA: NGP Business Consulting LLC, Address: Mesa, Arizona, 85215, Investment Related: N, Position, Title, Association: Office, Owner, Employee State Date: 07/31/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I will not be doing any work under this LLC. The LLC is NOT in use anymore. 0 hours of work. It was a business consulting business that was used primary assisting lawyers with administrative tasks, trial preparations, and billing their time to the government (CJA) for criminal defense attorneys.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-23 |
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