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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-23
CA RA APPROVED 2025-10-24
  • TX RA
    APPROVED_RES
    Since 2025-11-23
  • CA RA
    APPROVED
    Since 2025-10-24

Branch Locations

7185 Healdsburg Ave, Sebastopol , CA 95472 • United States

1600 Grant Ave, Novato, CA 94945 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sebastopol CA 07/2025 Present
Santa Rosa Junior College Santa Rosa CA 08/2014 12/2024
Healdsburg Custom Crush Healdsburg CA 08/2016 04/2018
Self Employment Sebastopol CA 05/2018 01/2022
Sonoma State University Cotati CA 01/2022 07/2023
Exchange Bank Sebastopol CA 07/2023 07/2025
Santa Rosa United Soccer Club Santa Rosa CA 08/2015 07/2017
Us Club Soccer Mount Pleasant SC 07/2021 09/2021
Us Club Soccer Mount Pleasant SC 07/2022 09/2022
National Associate On Competitive Soccer Clubs Mount Pleasant SC 07/2021 09/2021
National Associate On Competitive Soccer Clubs Mount Pleasant SC 07/2022 09/2022
Bank Of America, N.A. Sebastopol CA 11/2025 Present
  • 07/2025 → Present
    Sebastopol, CA
  • 08/2014 → 12/2024
    Santa Rosa Junior College
    Santa Rosa, CA
  • 08/2016 → 04/2018
    Healdsburg Custom Crush
    Healdsburg, CA
  • 05/2018 → 01/2022
    Self Employment
    Sebastopol, CA
  • 01/2022 → 07/2023
    Sonoma State University
    Cotati, CA
  • 07/2023 → 07/2025
    Exchange Bank
    Sebastopol, CA
  • 08/2015 → 07/2017
    Santa Rosa United Soccer Club
    Santa Rosa, CA
  • 07/2021 → 09/2021
    Us Club Soccer
    Mount Pleasant, SC
  • 07/2022 → 09/2022
    Us Club Soccer
    Mount Pleasant, SC
  • 07/2021 → 09/2021
    National Associate On Competitive Soccer Clubs
    Mount Pleasant, SC
  • 07/2022 → 09/2022
    National Associate On Competitive Soccer Clubs
    Mount Pleasant, SC
  • 11/2025 → Present
    Bank Of America, N.A.
    Sebastopol, CA
Other Businesses

I*: 2703273 Entity Type: For Profit Name: Spencersells LLC Investment-related: No Address: Sebastopol, California 95472 Title, or relationship with the other business: Owner Start date of your relationship:10-Jul-2020 Approximate number of hours/month you devote to the other business: 2 hrs wkly Number of hours you devote to the other business during securities trading hours: 0 Duties: I source pre-owed and second hand vintage items and sell them on ecommerce platforms online. My duties consist of sourcing items, listing them online and shipping them to the customers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-24
  • S66 Uniform Combined State Law Examination
    2025-10-24
Other Names
  • Spencer Ruud Dennis Ziemer
  • Spencer R Ziemer

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