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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-19
RI RA APPROVED 2025-11-18
  • TX RA
    APPROVED
    Since 2025-11-19
  • RI RA
    APPROVED
    Since 2025-11-18

Branch Locations

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 07/2025 Present
The Washington Trust Company East Providence RI 06/2024 07/2025
Rhode Island College Providence RI 01/2022 08/2024
Nordblom Management Company Providence RI 05/2023 08/2023
Reebok Wrentham MA 08/2022 02/2023
Navigant Credit Union Chepachet RI 07/2021 07/2022
Mondelez International Providence RI 01/2021 04/2021
Unemployed Providence RI 05/2020 08/2020
Community College Of Rhode Island Providence RI 01/2019 05/2024
Cvs Pharmacy Providence RI 05/2019 08/2019
Self-Employed Providence RI 09/2018 10/2024
Self-Employed Providence RI 06/2021 11/2021
North Providence Assembly Of God North Providence RI 02/2018 04/2018
Walgreens Pharmacy Providence RI 10/2016 10/2018
Classical High School Providence RI 08/2014 05/2018
Rhode Island College Providence RI 01/2024 04/2024
  • 07/2025 → Present
    Lincoln, RI
  • 06/2024 → 07/2025
    The Washington Trust Company
    East Providence, RI
  • 01/2022 → 08/2024
    Rhode Island College
    Providence, RI
  • 05/2023 → 08/2023
    Nordblom Management Company
    Providence, RI
  • 08/2022 → 02/2023
    Reebok
    Wrentham, MA
  • 07/2021 → 07/2022
    Navigant Credit Union
    Chepachet, RI
  • 01/2021 → 04/2021
    Mondelez International
    Providence, RI
  • 05/2020 → 08/2020
    Unemployed
    Providence, RI
  • 01/2019 → 05/2024
    Community College Of Rhode Island
    Providence, RI
  • 05/2019 → 08/2019
    Cvs Pharmacy
    Providence, RI
  • 09/2018 → 10/2024
    Self-Employed
    Providence, RI
  • 06/2021 → 11/2021
    Self-Employed
    Providence, RI
  • 02/2018 → 04/2018
    North Providence Assembly Of God
    North Providence, RI
  • 10/2016 → 10/2018
    Walgreens Pharmacy
    Providence, RI
  • 08/2014 → 05/2018
    Classical High School
    Providence, RI
  • 01/2024 → 04/2024
    Rhode Island College
    Providence, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-18
  • S66 Uniform Combined State Law Examination
    2025-11-18
Other Names
  • Jose R Clase

View on SEC IAPD

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