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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-06
NY RA APPROVED 2025-12-19
  • TX RA
    APPROVED
    Since 2026-01-06
  • NY RA
    APPROVED
    Since 2025-12-19

Branch Locations

75 Rockefeller Plz Adp- Home Office, New York, NY 10019 • United States

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2025 Present
Unemployed New York NY 03/2025 07/2025
Playbook Sports Hoboken NJ 09/2024 03/2025
New York Football Giants East Rutherford NJ 06/2024 09/2024
Unemployed New York NY 05/2024 06/2024
University Of Michigan Ann Arbor MI 08/2023 05/2024
The Vault Nyc New York NY 05/2023 08/2023
University Of Michigan Ann Arbor MI 08/2022 05/2023
Wsc Sports Tel Aviv 05/2022 08/2022
University Of Michigan Ann Arbor MI 08/2020 05/2022
Byram Hills High School Armonk NY 09/2016 08/2020
Hc Crittenden Middle School Armonk NY 08/2015 09/2016
Rise & Set Llc New York NY 02/2025 05/2025
Bank Of America, N.A. New York NY 11/2025 Present
  • 07/2025 → Present
    New York, NY
  • 03/2025 → 07/2025
    Unemployed
    New York, NY
  • 09/2024 → 03/2025
    Playbook Sports
    Hoboken, NJ
  • 06/2024 → 09/2024
    New York Football Giants
    East Rutherford, NJ
  • 05/2024 → 06/2024
    Unemployed
    New York, NY
  • 08/2023 → 05/2024
    University Of Michigan
    Ann Arbor, MI
  • 05/2023 → 08/2023
    The Vault Nyc
    New York, NY
  • 08/2022 → 05/2023
    University Of Michigan
    Ann Arbor, MI
  • 05/2022 → 08/2022
    Wsc Sports
    Tel Aviv
  • 08/2020 → 05/2022
    University Of Michigan
    Ann Arbor, MI
  • 09/2016 → 08/2020
    Byram Hills High School
    Armonk, NY
  • 08/2015 → 09/2016
    Hc Crittenden Middle School
    Armonk, NY
  • 02/2025 → 05/2025
    Rise & Set Llc
    New York, NY
  • 11/2025 → Present
    Bank Of America, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-19
  • S66 Uniform Combined State Law Examination
    2025-12-19
Other Names
  • Jackson Mackey

View on SEC IAPD

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