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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-28
MD RA APPROVED 2025-09-26
  • TX RA
    APPROVED
    Since 2025-10-28
  • MD RA
    APPROVED
    Since 2025-09-26

Branch Locations

80 Mountain Rd, Glen Burnie, MD 21060 • United States

7045 Arundel Mills Blvd, Hanover, MD 21076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia MD 07/2025 Present
Bank Of America Columbia MD 03/2017 08/2021
Unemployed Columbia MD 05/2016 03/2017
Macys Columbia MD 08/2016 07/2020
Bank Of America Columbia MD 08/2021 07/2025
Bank Of America, N.A. Columbia MD 10/2025 Present
  • 07/2025 → Present
    Columbia, MD
  • 03/2017 → 08/2021
    Bank Of America
    Columbia, MD
  • 05/2016 → 03/2017
    Unemployed
    Columbia, MD
  • 08/2016 → 07/2020
    Macys
    Columbia, MD
  • 08/2021 → 07/2025
    Bank Of America
    Columbia, MD
  • 10/2025 → Present
    Bank Of America, N.A.
    Columbia, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-26
  • S66 Uniform Combined State Law Examination
    2025-09-26
Other Names
  • Eyob Sefiw Berihun

View on SEC IAPD

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