Tucker H Alch

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-09-29

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Houston	TX	07/2025	Present
Rice University	Houston	TX	06/2023	05/2025
The Catholic University Of America	Houston	TX	08/2019	05/2023
Vmware	Austin	TX	06/2022	08/2022
Faust Distributing Company	Houston	TX	05/2020	08/2020
St. Thomas High School	Houston	TX	08/2015	05/2019
Rice University	Houston	TX	06/2023	10/2024
Bank Of America, N.A.	Houston	TX	09/2025	Present

07/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX
06/2023 → 05/2025

Rice University

Houston, TX
08/2019 → 05/2023

The Catholic University Of America

Houston, TX
06/2022 → 08/2022

Vmware

Austin, TX
05/2020 → 08/2020

Faust Distributing Company

Houston, TX
08/2015 → 05/2019

St. Thomas High School

Houston, TX
06/2023 → 10/2024

Rice University

Houston, TX
09/2025 → Present

Bank Of America, N.A.

Houston, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-29